WebIn a related rule ( Rule 502 (c)) the SEC says general solicitation includes: “Any advertisement, article, notice or other communication published in any newspaper, … Web5 Apr 2007 · There is a risk in selling under Rule 144 during the five-day or 15-day period following the filing of Form 12b-25, ... So long as, concurrently with placing the order with a broker, the seller transmits the Form 144 to the SEC and the principal exchange on which the securities are listed, no waiting period is required between the time of ...
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