WebThe types of RAs are as follows: Type 1: Dealing in securities Type 2: Dealing in futures contracts Type 3: Leveraged foreign exchange trading Type 4: Advising on securities Type 5: Advising on futures contracts Type 6: Advising on corporate finance Type 7: Providing automated trading services Type 8: Securities margin financing WebThe SFC is an independent statutory body whose powers derive from the Securities and Futures Ordinance (SFO) legislation. The SFC is made up of a board whose members are appointed by the Chief Executive of Hong Kong for a fixed term, a majority of which must be independent Non-Executive Directors. The board is headed by the Chairman also ...
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Web3 Sep 2024 · Note 1 – Where a corporation holding an SFC Type 1, 2 or 3 license is approved as an introducing agent or trader or futures non-clearing dealer, liquid capital … WebDocument No 2UCD030000E003 Product PCS100 SFC Type Technical Specification 2.2 PCS100 SFC Input Transformer. The PCS100 SFC can also be specified with the transformer on the input. This configuration is preferable where the input voltage is outside the range of 380-480Vac. For voltage less than 380V the input transformer can boost the our lady of the rosary school waiwhetu
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WebResponsible Officers (RO) Type 1,4,9. WiseWings Capital Management Limited. Admiralty. min. 6 years of solid exp. in SFC license firms. SFC sole RO Licensed for RA 1, 4, 9. Strong retail experience, flexible working hours. 21d ago. Job Functions. Banking / Finance. Web11 Dec 2024 · There are two different capital requirements that you must meet for getting an SFC license: Minimum Paid Up Capital. Type of Activity. Minimum Paid Up Capital. Type 1 (Dealing in Securities) In the event corporation is an approved introducing agent, a trader, or a futures non-clearing dealer – NIL. if securities margin financing provided ... Web3 Dec 2024 · The text was updated successfully, but these errors were encountered: our lady of the rosary school jobs