WebMay 7, 2024 · I. Registration and Offering Processes Reform The SEC’s proposal would streamline the registration and offering processes for Registered CEFs conducting … WebThe Securities and Exchange Commission published the final rule for Securities Offering Reform for Closed-End Investment Companies, which modifies the registration, communications and offering process for business development companies (BDC) and other closed-end investment companies.

BlackRock Closed-End Fund Share Repurchase Program Update

WebAug 19, 2024 · In 1954, Section 24 of the 1940 Act was amended to permit mutual funds and unit investment trusts to offer securities under an “evergreen prospectus” that could be updated annually. 1 Until then, an open-end fund making a continuous public offering was required to file a new registration statement each year. WebA closed-end fund, legally known as a closed-end investment company, is one of three basic types of investment companies The two other types of investment companies are open-end funds (usually mutual funds) and unit investments trusts (UITs). Exchange-traded funds (ETFs) are generally also structured as open-end funds, but can be … エオカフェ 横浜

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WebClosed-End Funds SEC Proposes an Overhaul of the Registration, Offering and Communications Processes and Other Aspects of the Disclosure and Regulatory … WebApr 27, 2024 · Expands the scope of Rule 486 to permit any Affected Fund that conducts continuous offerings under Rule 415(a)(1)(ix) to rely on Rule 486 to make certain … WebA final rule and amendments under the Investment Company Act of 1940 that update the regulatory framework for funds that invest in other funds (“fund of funds” arrangements). Investment Management Accounting and Financial Reporting Update Download the PDF Key topics The topics covered in this publication include: Revenue Recognition pallottola vagante film